Navigating FCA’s Supervisory Focus: Key Insights for Asset Managers
On the 1st of March 2024, the Financial Conduct Authority (“FCA”) wrote to CEOs in the asset management and alternatives sector with an update to its supervisory approach. We know […]
Webinar Recording – Internal Audit: Mastering Your Third Line of Defence
As regulations grow more complex, financial services firms face increasing scrutiny of their governance and controls. Robust internal audits are essential to test and evidence compliance across areas like conduct, […]