The FCA seeks to expand the scope of financial crime reporting requirements
The FCA is considering extending the scope of its annual financial crime reporting obligation to include firms that carry on regulated activities that potentially pose a higher money laundering risk. […]
The FCA’s Covid-19 Business Interruption Insurance Test Case
In May 2020, the FCA, acting in the public interest, decided to bring a test case to resolve any contractual uncertainty arising from selected Business Interruption (BI) policies relating to […]
The importance of EMIR and MiFIR reporting Data Quality
The FCA has incorporated data quality reviews into its supervisory programme by conducting desk-based analyses and on-site inspections of counterparties. In this respect, the FCA has included in Market Watch 59 and 62 a […]