Use of Dealing Commission 2017
FCA concludes most firms have failed to take on board previously published work
Money Laundering: Changes to Guidance
JMLSG consults on changes to the Guidance
Financial Year 2016: Submissions to the SFC
A reminder of the annual submissions due to the SFC by Friday 28 April 2017 for firms having their financial year ending December:
Money Laundering: New Watchdog for Professional Bodies
HM Treasury has announced the creation of a new watchdog that will tackle potential weaknesses in the money laundering supervisory system that criminals and terrorists may be trying to exploit.
Money Laundering – Politically Exposed Persons
Regulation transposing 4MLD into national law published
Loan-based Crowdfunding
FCA sends Dear CEO letters