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Transaction Reporting

The FCA has updated the Transaction Reporting User Pack (TRUP), the previous version (v 3) was release in March 2012 – see Regulatory Roundup 39. It’s not so much an overhaul of what has been previously stated but is rather a clarification exercise.

The majority of changes fall within Chapter 7 (guidelines for reporting fields).

It takes immediate effect except for sections 7.5, 7.18.2 & 9.1 which will be effective from 6 August 2015.

The links provided include the marked-up changes making it easier to see what has, and hasn’t, been changed.

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We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

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