AIFMD: Remuneration
The FCA’s CP14/4 proposes to introduce guidance on SYSC 19C
UCITS V
Both the European Parliament and the European Council appear to have reached wording agreement UCITS V
AIFMD: Other Matters
CP14/4 contains other proposals of interest to AIFMs
Best Execution in Different Markets
The FCA is undertaking a review of best execution in different markets
FATCA
HMRC has updated its Guidance Notes
Suspicious Activity Reports
Guidelines introduced on submission of SARs
CRD IV: Remuneration and Risk Takers
Remuneration and Risk Takers: RTS adopted on the identification of ‘material risk takers’
EMIR: Risk Mitigation
FCA statement on risk mitigation techniques relating to OTC derivative trades not cleared by a CCP
Fixed Overheads
RTS concerning calculation of CRD IV own funds