CRD III or CRD IV?
Firms to determine which regime will apply
COREP Reporting
Further detail on how IFPRU firms will have to report
AIFMD Reporting Update
FCA able to receive reports from 1 January
EMIR: TR Reporting
First four Trade Repositories registered; reporting obligations begin 12 February 2014
Transparent Asset Managers
New thematic review on use of dealing commission announced by FCA CEO
Close Links and Controllers Reports
FCA proposing new Data forms to be submitted via GABRIEL
Money Laundering: HMT Notice
Update on high risk jurisdictions
Money Laundering Guidance
JMLSG Guidance changes to Parts I and III
Suspicious Transaction Reporting
FCA looks to improve clarity of rules
UCIS: FCA Actions
Recent sanctions and reminder of new rules in 2014