AML and ABC: Asset Management
Findings from thematic review
Suspicious Transaction Reporting
FCA looks to improve clarity of rules
Money Laundering Guidance
JMLSG Guidance changes to Parts I and III
Money Laundering: HMT Notice
Update on high risk jurisdictions
Close Links and Controllers Reports
FCA proposing new Data forms to be submitted via GABRIEL
Transparent Asset Managers
New thematic review on use of dealing commission announced by FCA CEO
EMIR: TR Reporting
First four Trade Repositories registered; reporting obligations begin 12 February 2014
AIFMD Reporting Update
FCA able to receive reports from 1 January
COREP Reporting
Further detail on how IFPRU firms will have to report
CRD III or CRD IV?
Firms to determine which regime will apply