Close Links and Controllers Reports
FCA proposing new Data forms to be submitted via GABRIEL
Transaction Reporting
Final guidance issued by FSA covering exemptions and issues such as over-reporting and non-reportable instruments
FSA Business Plan 2012/13
Areas of focus will include client money and assets and transaction reporting
Prudent Valuation Reporting
New prudential return for UK banks and certain BIPRU 730K firms
Recovery and Resolution Plans
New proposed requirements for banks, large investment firms and firms subject to certain CASS rules
Notification obligations
Goldman Sachs fined